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Thursday, April 16, 2020 | History

3 edition of Securities practice and procedure found in the catalog.

Securities practice and procedure

Securities practice and procedure

materials prepared for a Continuing Legal Education seminar held in Vancouver, B.C. on December 8 & 9, 1983


  • 151 Want to read
  • 20 Currently reading

Published by Continuing Legal Education Society of British Columbia in Vancouver, B.C .
Written in English

  • British Columbia.
    • Subjects:
    • Securities -- British Columbia.

    • Edition Notes

      Statementcourse co-ordinator, Peter H. Stafford ; instructors, Ted Affleck ... [et al.].
      ContributionsStafford, P. H., Affleck, Edward Lloyd., Continuing Legal Education Society of British Columbia.
      LC ClassificationsKEB318 .S43 1983
      The Physical Object
      Pagination1 v. (various pagings) :
      ID Numbers
      Open LibraryOL2561671M
      ISBN 100865041393
      LC Control Number85100767

      This book addresses securities enforcement under state and federal statutes and the rules of self-regulatory organizations and provides practical advice for attorneys handling investigations by the SEC, the Department of Justice, and FINRA. Within its Securities Practice Center, (Practice & Procedure KF A45 and on Westlaw). General Rules of Practice and Procedure WHEREAS: 1. Pursuant to section of the Securities Act, R.S.N.S. , chapter , as amended (the [email protected]), the Nova Scotia Securities Commission (the [email protected]) has power to make rules subject to compliance with the requirements of the Act; 2. Rule General Rules of Practice and Procedure, a copy. One of the firm’s largest practice areas is securities litigation. Unlike most corporate law firms, which traditionally represent only defendants, we frequently represent plaintiffs as well. For decades, the firm has represented both plaintiffs and defendants in many of the highest-profile securities cases in the United States.

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